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Clearwater Wealth Partners
clearwaterwealthpartners.com
Clearwater Active Portfolios
Account #: 0000 NWWP 2016 1 001
ALEX CHEN SAM CHEN TOD
Investment time frame: 11+ years; Risk tolerance: Moderate/Aggressive; Investment objective: Growth With Income; Liquidity needs: 1–6 Years
Strategy: ACTIVE DF MOD AGG TS
Value of your account Value of your account over time
This period This year
$1.44M
Beginning value $1,314,725.70 $1,275,856.94
Deposits
Other deposits $1,200.00 $3,600.00
Income
Dividends $5,527.82 $16,583.47
$1.30M
Interest $2,687.14 $8,061.42
Total income $8,214.96 $24,644.89
Change in value $12,721.91 $38,165.74
Advisory fees ($2,702.50) ($8,107.50)
Ending value $1,334,160.07 $1,334,160.07
$1.16M
Summary of your holdings
Value of assets Percent of account
Cash and equivalents $26,683.20 2.0%
Mutual funds $1,171,976.24 87.8%
ETFs and closed-end funds $135,500.63 10.2% $1.02M
Ending value $1,334,160.07 100.0% Q2'25 Q3'25 Q4'25 Q1'26 Q2'26 Q3 2026
Value of your account
Why Clearwater Wealth Partners?
At Clearwater Wealth Partners, we believe disciplined, long-term investing is the foundation of lasting financial security. We are committed to aligning every decision with your goals,
values, and the life you want to build.
Summary of your realized gains and losses
This period This year
Investment long term gain/loss $0.00 $0.00
Net mutual fund gains and losses $0.00 $0.00
"Investment" includes all non-mutual fund security types with reportable gain/loss information. Gain/Loss amounts are not a measure of investment return or performance.
ALEX CHEN CLIENT ID: 0009 9946 0 001 SAM CHEN CLIENT ID: 0009 9947 0 001
GROUP ID: 9999 1120 9 001 JUL 01, 2026 TO SEP 30, 2026 | Page 1 of 4

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Clearwater Wealth Partners
clearwaterwealthpartners.com
Clearwater Active Portfolios (continued) Account #: 0000 NWWP 2016 1 001
Your holdings
Description Ending value Ending value Net change Est. Annual Yield
Cash and equivalents
this period last period this period Income
Ameriprise Insured Money Market (AIMMA) $26,683.20 $26,294.51 $388.69 $933.91 3.50%
Ameriprise Bank FSB Minneapolis MN
Total Cash and equivalents $26,683.20 $26,294.51 $388.69 $933.91
Description Symbol/ Quantity Market Ending value Ending value Net change Total cost Unrealized Est. Annual Yield
CUSIP price this period last period this period basis gain/loss Income
Mutual Funds
JPMorgan Large Cap Growth CL I SEEGX 820.882 $198.08 $162,600.76 $160,232.19 $2,368.56 $64,120.34 $98,480.42 $237.88 0.15%
Columbia Contrarian Core Instl CL SMGIX 626.264 $162.27 $101,625.47 $100,145.12 $1,480.35 $40,094.85 $61,530.62 $716.36 0.70%
Loomis Sayles Growth CL Y LSGRX 822.674 $123.53 $101,625.47 $100,145.12 $1,480.35 $39,973.25 $61,652.22 $148.68 0.15%
Multi Mgr Value Strategies Instl CL CZMVX 1,610.349 $67.31 $108,400.51 $106,821.47 $1,579.04 $42,737.00 $65,663.52 $2,148.17 1.98%
Goldman Sachs GQG Partners Intl GSINX 953.530 $85.26 $81,300.38 $80,116.10 $1,184.28 $32,034.97 $49,265.41 $2,119.34 2.61%
MFS Intl Intrinsic Value CL I MINX 330.836 $184.31 $60,975.28 $60,087.07 $888.21 $24,019.52 $36,955.77 $1,386.76 2.27%
AllSpring Emerging Markets Eq Instl EMGNX 440.354 $107.70 $47,425.21 $46,734.38 $690.83 $18,681.86 $28,743.35 $775.83 1.64%
Multi Mgr Small Cap Equity Instl CL CZMSX 922.559 $73.44 $67,750.32 $66,763.41 $986.90 $26,718.04 $41,032.28 $540.65 0.80%
Fidelity Advisor Total Bond CL I FEPIX 11,007.723 $14.67 $161,433.38 $159,081.82 $2,351.56 $57,332.61 $104,100.77 $11,453.70 7.09%
Western Asset Interm Mun Bond CL I SBTYX 6,730.183 $13.08 $88,054.56 $86,771.90 $1,282.67 $31,188.43 $56,866.14 $4,518.52 5.13%
MainStay MacKay Tax Free Bond CL I MTBIX 6,493.014 $12.43 $80,716.69 $79,540.91 $1,175.78 $28,575.01 $52,141.67 $5,087.57 6.30%
Nuveen Ltd Term Mun Bond CL I FLTRX 5,399.531 $13.59 $73,378.80 $72,309.91 $1,068.89 $25,992.04 $47,386.76 $2,796.83 3.81%
AllSpring Short Term Mun Bond Instl WSBIX 3,231.549 $11.35 $36,689.40 $36,154.96 $534.45 $12,996.03 $23,693.38 $1,501.33 4.09%
Total Mutual funds $1,171,976.24 $1,154,904.36 $17,071.88 $444,463.94 $727,512.29 $33,431.62
Holdings continued on next page fi
ALEX CHEN CLIENT ID: 0009 9946 0 001 SAM CHEN CLIENT ID: 0009 9947 0 001
GROUP ID: 9999 1120 9 001 JUL 01, 2026 TO SEP 30, 2026 | Page 2 of 4

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Clearwater Wealth Partners
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Clearwater Active Portfolios (continued) Account #: 0000 NWWP 2016 1 001
Your holdings (contDinesucreipdti)on Symbol/ Quantity Market Ending value Ending value Net change Total cost Unrealized Est. Annual Yield
CUSIP price this period last period this period basis gain/loss Income
ETFs and closed-end funds
Vanguard Mid Cap ETF VO 117.532 $691.73 $81,300.38 $80,116.10 $1,184.28 $32,011.16 $49,289.22 $1,697.63 2.09%
iShares MSCI EAFE Value ETF EFV 295.575 $183.37 $54,200.25 $53,410.73 $789.52 $21,350.69 $32,849.56 $2,933.91 5.41%
Total ETFs and closed-end funds $135,500.63 $133,526.83 $1,973.80 $53,361.85 $82,138.78 $4,631.55
Total account holdings $1,334,160.07 $1,314,725.70 $19,434.37 $497,825.80 $809,651.07 $38,997.08
¹ Total cost basis reflects the amount invested 'out-of-pocket' over time plus reinvested earnings.
² Ameriprise Insured Money Market Account (AIMMA) deposits are FDIC-insured with applicable limits.
n Ending value amounts for Your holdings represent information posted as of trade date.
MULTI MANAGER VALUE STRATEGIES INSTL CL (CZMVX) target allocation:
DIAMOND HILL CAPITAL MANAGEMENT INC. 35% DIMENSIONAL FUND ADVISORS L.P. 35% COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC 30%
Asset allocation as of Sep 30, 2026
40% 22% 35%
Domestic Equity International Eq. Fixed Income Cash
ALEX CHEN CLIENT ID: 0009 9946 0 001 SAM CHEN CLIENT ID: 0009 9947 0 001
GROUP ID: 9999 1120 9 001 JUL 01, 2026 TO SEP 30, 2026 | Page 3 of 4

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Clearwater Wealth Partners
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Clearwater Active Portfolios (continued) Account #: 0000 NWWP 2016 1 001
Your account activity
Date Transaction Description Symbol/ Quantity Price Amount
CUSIP
Trade activity
Securities purchased (reinvested dividends)
REINVEST DIV FIDELITY ADVISOR TOTAL BOND CL I REINVEST AT 14.665 FEPIX 195.249 -$2,863.42
REINVEST DIV WESTERN ASSET INTERM MUN BOND CL I REINVEST AT 13.084 SBTYX 86.340 -$1,129.63
REINVEST DIV MAINSTAY MACKAY TAX FREE BOND CL I REINVEST AT 12.431 MTBIX 102.314 -$1,271.89
REINVEST DIV NUVEEN LTD TERM MUN BOND CL I REINVEST AT 13.590 FLTRX 51.451 -$699.21
REINVEST DIV ALLSPRING SHORT TERM MUN BOND INSTL REINVEST AT 11.354 WSBIX 33.059 -$375.33
Total Securities purchased -$6,339.48
Income
SEP/27/2026 DIVIDEND FIDELITY ADVISOR TOTAL BOND CL I SEP30 FEPIX $1,623.56
SEP/27/2026 DIVIDEND MAINSTAY MACKAY TAX FREE BOND CL I SEP30 MTBIX $721.16
SEP/27/2026 DIVIDEND WESTERN ASSET INTERM MUN BOND CL I SEP30 SBTYX $640.50
SEP/27/2026 DIVIDEND ISHARES MSCI EAFE VALUE ETF SEP30 EFV $415.88
SEP/27/2026 DIVIDEND NUVEEN LTD TERM MUN BOND CL I SEP30 FLTRX $396.45
SEP/27/2026 DIVIDEND MULTI MGR VALUE STRATEGIES INSTL CL SEP30 CZMVX $304.50
SEP/27/2026 DIVIDEND GOLDMAN SACHS GQG PARTNERS INTL SEP30 GSINX $300.42
SEP/27/2026 DIVIDEND VANGUARD MID CAP ETF SEP30 VO $240.64
SEP/27/2026 DIVIDEND ALLSPRING SHORT TERM MUN BOND INSTL SEP30 WSBIX $212.81
SEP/27/2026 DIVIDEND MFS INTL INTRINSIC VALUE CL I SEP30 MINX $196.57
SEP/30/2026 DIVIDEND AMERIPRISE INSURED MONEY MKT (AIMMA) SEP30 AIMMA $132.38
SEP/27/2026 DIVIDEND ALLSPRING EMERGING MARKETS EQ INSTL SEP30 EMGNX $109.97
SEP/27/2026 DIVIDEND COLUMBIA CONTRARIAN CORE INSTL CL SEP30 SMGIX $101.54
SEP/27/2026 DIVIDEND MULTI MGR SMALL CAP EQUITY INSTL CL SEP30 CZMSX $76.64
SEP/27/2026 DIVIDEND JPMORGAN LARGE CAP GROWTH CL I SEP30 SEEGX $33.72
SEP/27/2026 DIVIDEND LOOMIS SAYLES GROWTH CL Y SEP30 LSGRX $21.08
SEP/30/2026 INTEREST AMERIPRISE INSURED MONEY MARKET ACCOUNT SEP30 1,314,726 APYE 3.50% AIMMA $2,687.14
Total Income $8,214.96
Fees
FEE ASSET-BASED BILL VAL 1,314,725.70 JUL 01 THRU SEP 30, 2026 -$2,702.50
Asset-based fee rate changes communicated separately; contact your advisor for current fee rate information.
Total Fees -$2,702.50
Other activity
INTEREST REINVESTAMERIPRISE INSURED MONEY MARKET ACCOUNT AIMMA $2,687.14
An investment in money market funds is not insured or guaranteed by the FDIC or any other government agency.
Your cash sweep activity
Date Transaction Description Amount
SALE AMERIPRISE INSURED MONEY MARKET ACCOUNT $2,702.50
Additional information about your account
Your account remains invested in the Clearwater Active Portfolios strategy. For questions about your portfolio or financial plan, please contact your advisor. Account maintained by Clearwater Wealth Partners, Wayzata MN .
ALEX CHEN CLIENT ID: 0009 9946 0 001 SAM CHEN CLIENT ID: 0009 9947 0 001
GROUP ID: 9999 1120 9 001 JUL 01, 2026 TO SEP 30, 2026 | Page 4 of 4
